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+.\" -*- mode: troff; coding: utf-8 -*-
+.\" Automatically generated by Pod::Man 5.01 (Pod::Simple 3.43)
+.\"
+.\" Standard preamble:
+.\" ========================================================================
+.de Sp \" Vertical space (when we can't use .PP)
+.if t .sp .5v
+.if n .sp
+..
+.de Vb \" Begin verbatim text
+.ft CW
+.nf
+.ne \\$1
+..
+.de Ve \" End verbatim text
+.ft R
+.fi
+..
+.\" \*(C` and \*(C' are quotes in nroff, nothing in troff, for use with C<>.
+.ie n \{\
+. ds C` ""
+. ds C' ""
+'br\}
+.el\{\
+. ds C`
+. ds C'
+'br\}
+.\"
+.\" Escape single quotes in literal strings from groff's Unicode transform.
+.ie \n(.g .ds Aq \(aq
+.el .ds Aq '
+.\"
+.\" If the F register is >0, we'll generate index entries on stderr for
+.\" titles (.TH), headers (.SH), subsections (.SS), items (.Ip), and index
+.\" entries marked with X<> in POD. Of course, you'll have to process the
+.\" output yourself in some meaningful fashion.
+.\"
+.\" Avoid warning from groff about undefined register 'F'.
+.de IX
+..
+.nr rF 0
+.if \n(.g .if rF .nr rF 1
+.if (\n(rF:(\n(.g==0)) \{\
+. if \nF \{\
+. de IX
+. tm Index:\\$1\t\\n%\t"\\$2"
+..
+. if !\nF==2 \{\
+. nr % 0
+. nr F 2
+. \}
+. \}
+.\}
+.rr rF
+.\" ========================================================================
+.\"
+.IX Title "FIPS_MODULE 7ssl"
+.TH FIPS_MODULE 7ssl 2024-01-30 3.2.1 OpenSSL
+.\" For nroff, turn off justification. Always turn off hyphenation; it makes
+.\" way too many mistakes in technical documents.
+.if n .ad l
+.nh
+.SH NAME
+fips_module \- OpenSSL fips module guide
+.SH SYNOPSIS
+.IX Header "SYNOPSIS"
+See the individual manual pages for details.
+.SH DESCRIPTION
+.IX Header "DESCRIPTION"
+This guide details different ways that OpenSSL can be used in conjunction
+with the FIPS module. Which is the correct approach to use will depend on your
+own specific circumstances and what you are attempting to achieve.
+.PP
+For information related to installing the FIPS module see
+<https://github.com/openssl/openssl/blob/master/README\-FIPS.md>.
+.PP
+Note that the old functions \fBFIPS_mode()\fR and \fBFIPS_mode_set()\fR are no longer
+present so you must remove them from your application if you use them.
+.PP
+Applications written to use the OpenSSL 3.0 FIPS module should not use any
+legacy APIs or features that avoid the FIPS module. Specifically this includes:
+.IP \(bu 4
+Low level cryptographic APIs (use the high level APIs, such as EVP, instead)
+.IP \(bu 4
+Engines
+.IP \(bu 4
+Any functions that create or modify custom "METHODS" (for example
+\&\fBEVP_MD_meth_new()\fR, \fBEVP_CIPHER_meth_new()\fR, \fBEVP_PKEY_meth_new()\fR, \fBRSA_meth_new()\fR,
+\&\fBEC_KEY_METHOD_new()\fR, etc.)
+.PP
+All of the above APIs are deprecated in OpenSSL 3.0 \- so a simple rule is to
+avoid using all deprecated functions. See \fBossl\-guide\-migration\fR\|(7) for a list of
+deprecated functions.
+.SS "Making all applications use the FIPS module by default"
+.IX Subsection "Making all applications use the FIPS module by default"
+One simple approach is to cause all applications that are using OpenSSL to only
+use the FIPS module for cryptographic algorithms by default.
+.PP
+This approach can be done purely via configuration. As long as applications are
+built and linked against OpenSSL 3.0 and do not override the loading of the
+default config file or its settings then they can automatically start using the
+FIPS module without the need for any further code changes.
+.PP
+To do this the default OpenSSL config file will have to be modified. The
+location of this config file will depend on the platform, and any options that
+were given during the build process. You can check the location of the config
+file by running this command:
+.PP
+.Vb 2
+\& $ openssl version \-d
+\& OPENSSLDIR: "/usr/local/ssl"
+.Ve
+.PP
+Caution: Many Operating Systems install OpenSSL by default. It is a common error
+to not have the correct version of OpenSSL in your \f(CW$PATH\fR. Check that you are
+running an OpenSSL 3.0 version like this:
+.PP
+.Vb 2
+\& $ openssl version \-v
+\& OpenSSL 3.0.0\-dev xx XXX xxxx (Library: OpenSSL 3.0.0\-dev xx XXX xxxx)
+.Ve
+.PP
+The \fBOPENSSLDIR\fR value above gives the directory name for where the default
+config file is stored. So in this case the default config file will be called
+\&\fI/usr/local/ssl/openssl.cnf\fR.
+.PP
+Edit the config file to add the following lines near the beginning:
+.PP
+.Vb 2
+\& config_diagnostics = 1
+\& openssl_conf = openssl_init
+\&
+\& .include /usr/local/ssl/fipsmodule.cnf
+\&
+\& [openssl_init]
+\& providers = provider_sect
+\& alg_section = algorithm_sect
+\&
+\& [provider_sect]
+\& fips = fips_sect
+\& base = base_sect
+\&
+\& [base_sect]
+\& activate = 1
+\&
+\& [algorithm_sect]
+\& default_properties = fips=yes
+.Ve
+.PP
+Obviously the include file location above should match the path and name of the
+FIPS module config file that you installed earlier.
+See <https://github.com/openssl/openssl/blob/master/README\-FIPS.md>.
+.PP
+For FIPS usage, it is recommended that the \fBconfig_diagnostics\fR option is
+enabled to prevent accidental use of non-FIPS validated algorithms via broken
+or mistaken configuration. See \fBconfig\fR\|(5).
+.PP
+Any applications that use OpenSSL 3.0 and are started after these changes are
+made will start using only the FIPS module unless those applications take
+explicit steps to avoid this default behaviour. Note that this configuration
+also activates the "base" provider. The base provider does not include any
+cryptographic algorithms (and therefore does not impact the validation status of
+any cryptographic operations), but does include other supporting algorithms that
+may be required. It is designed to be used in conjunction with the FIPS module.
+.PP
+This approach has the primary advantage that it is simple, and no code changes
+are required in applications in order to benefit from the FIPS module. There are
+some disadvantages to this approach:
+.IP \(bu 4
+You may not want all applications to use the FIPS module.
+.Sp
+It may be the case that some applications should and some should not use the
+FIPS module.
+.IP \(bu 4
+If applications take explicit steps to not load the default config file or
+set different settings.
+.Sp
+This method will not work for these cases.
+.IP \(bu 4
+The algorithms available in the FIPS module are a subset of the algorithms
+that are available in the default OpenSSL Provider.
+.Sp
+If any applications attempt to use any algorithms that are not present,
+then they will fail.
+.IP \(bu 4
+Usage of certain deprecated APIs avoids the use of the FIPS module.
+.Sp
+If any applications use those APIs then the FIPS module will not be used.
+.SS "Selectively making applications use the FIPS module by default"
+.IX Subsection "Selectively making applications use the FIPS module by default"
+A variation on the above approach is to do the same thing on an individual
+application basis. The default OpenSSL config file depends on the compiled in
+value for \fBOPENSSLDIR\fR as described in the section above. However it is also
+possible to override the config file to be used via the \fBOPENSSL_CONF\fR
+environment variable. For example the following, on Unix, will cause the
+application to be executed with a non-standard config file location:
+.PP
+.Vb 1
+\& $ OPENSSL_CONF=/my/nondefault/openssl.cnf myapplication
+.Ve
+.PP
+Using this mechanism you can control which config file is loaded (and hence
+whether the FIPS module is loaded) on an application by application basis.
+.PP
+This removes the disadvantage listed above that you may not want all
+applications to use the FIPS module. All the other advantages and disadvantages
+still apply.
+.SS "Programmatically loading the FIPS module (default library context)"
+.IX Subsection "Programmatically loading the FIPS module (default library context)"
+Applications may choose to load the FIPS provider explicitly rather than relying
+on config to do this. The config file is still necessary in order to hold the
+FIPS module config data (such as its self test status and integrity data). But
+in this case we do not automatically activate the FIPS provider via that config
+file.
+.PP
+To do things this way configure as per
+"Making all applications use the FIPS module by default" above, but edit the
+\&\fIfipsmodule.cnf\fR file to remove or comment out the line which says
+\&\f(CW\*(C`activate = 1\*(C'\fR (note that setting this value to 0 is \fInot\fR sufficient).
+This means all the required config information will be available to load the
+FIPS module, but it is not automatically loaded when the application starts. The
+FIPS provider can then be loaded programmatically like this:
+.PP
+.Vb 1
+\& #include <openssl/provider.h>
+\&
+\& int main(void)
+\& {
+\& OSSL_PROVIDER *fips;
+\& OSSL_PROVIDER *base;
+\&
+\& fips = OSSL_PROVIDER_load(NULL, "fips");
+\& if (fips == NULL) {
+\& printf("Failed to load FIPS provider\en");
+\& exit(EXIT_FAILURE);
+\& }
+\& base = OSSL_PROVIDER_load(NULL, "base");
+\& if (base == NULL) {
+\& OSSL_PROVIDER_unload(fips);
+\& printf("Failed to load base provider\en");
+\& exit(EXIT_FAILURE);
+\& }
+\&
+\& /* Rest of application */
+\&
+\& OSSL_PROVIDER_unload(base);
+\& OSSL_PROVIDER_unload(fips);
+\& exit(EXIT_SUCCESS);
+\& }
+.Ve
+.PP
+Note that this should be one of the first things that you do in your
+application. If any OpenSSL functions get called that require the use of
+cryptographic functions before this occurs then, if no provider has yet been
+loaded, then the default provider will be automatically loaded. If you then
+later explicitly load the FIPS provider then you will have both the FIPS and the
+default provider loaded at the same time. It is undefined which implementation
+of an algorithm will be used if multiple implementations are available and you
+have not explicitly specified via a property query (see below) which one should
+be used.
+.PP
+Also note that in this example we have additionally loaded the "base" provider.
+This loads a sub-set of algorithms that are also available in the default
+provider \- specifically non cryptographic ones which may be used in conjunction
+with the FIPS provider. For example this contains algorithms for encoding and
+decoding keys. If you decide not to load the default provider then you
+will usually want to load the base provider instead.
+.PP
+In this example we are using the "default" library context. OpenSSL functions
+operate within the scope of a library context. If no library context is
+explicitly specified then the default library context is used. For further
+details about library contexts see the \fBOSSL_LIB_CTX\fR\|(3) man page.
+.SS "Loading the FIPS module at the same time as other providers"
+.IX Subsection "Loading the FIPS module at the same time as other providers"
+It is possible to have the FIPS provider and other providers (such as the
+default provider) all loaded at the same time into the same library context. You
+can use a property query string during algorithm fetches to specify which
+implementation you would like to use.
+.PP
+For example to fetch an implementation of SHA256 which conforms to FIPS
+standards you can specify the property query \f(CW\*(C`fips=yes\*(C'\fR like this:
+.PP
+.Vb 1
+\& EVP_MD *sha256;
+\&
+\& sha256 = EVP_MD_fetch(NULL, "SHA2\-256", "fips=yes");
+.Ve
+.PP
+If no property query is specified, or more than one implementation matches the
+property query then it is undefined which implementation of a particular
+algorithm will be returned.
+.PP
+This example shows an explicit request for an implementation of SHA256 from the
+default provider:
+.PP
+.Vb 1
+\& EVP_MD *sha256;
+\&
+\& sha256 = EVP_MD_fetch(NULL, "SHA2\-256", "provider=default");
+.Ve
+.PP
+It is also possible to set a default property query string. The following
+example sets the default property query of \f(CW\*(C`fips=yes\*(C'\fR for all fetches within
+the default library context:
+.PP
+.Vb 1
+\& EVP_set_default_properties(NULL, "fips=yes");
+.Ve
+.PP
+If a fetch function has both an explicit property query specified, and a
+default property query is defined then the two queries are merged together and
+both apply. The local property query overrides the default properties if the
+same property name is specified in both.
+.PP
+There are two important built-in properties that you should be aware of:
+.PP
+The "provider" property enables you to specify which provider you want an
+implementation to be fetched from, e.g. \f(CW\*(C`provider=default\*(C'\fR or \f(CW\*(C`provider=fips\*(C'\fR.
+All algorithms implemented in a provider have this property set on them.
+.PP
+There is also the \f(CW\*(C`fips\*(C'\fR property. All FIPS algorithms match against the
+property query \f(CW\*(C`fips=yes\*(C'\fR. There are also some non-cryptographic algorithms
+available in the default and base providers that also have the \f(CW\*(C`fips=yes\*(C'\fR
+property defined for them. These are the encoder and decoder algorithms that
+can (for example) be used to write out a key generated in the FIPS provider to a
+file. The encoder and decoder algorithms are not in the FIPS module itself but
+are allowed to be used in conjunction with the FIPS algorithms.
+.PP
+It is possible to specify default properties within a config file. For example
+the following config file automatically loads the default and FIPS providers and
+sets the default property value to be \f(CW\*(C`fips=yes\*(C'\fR. Note that this config file
+does not load the "base" provider. All supporting algorithms that are in "base"
+are also in "default", so it is unnecessary in this case:
+.PP
+.Vb 2
+\& config_diagnostics = 1
+\& openssl_conf = openssl_init
+\&
+\& .include /usr/local/ssl/fipsmodule.cnf
+\&
+\& [openssl_init]
+\& providers = provider_sect
+\& alg_section = algorithm_sect
+\&
+\& [provider_sect]
+\& fips = fips_sect
+\& default = default_sect
+\&
+\& [default_sect]
+\& activate = 1
+\&
+\& [algorithm_sect]
+\& default_properties = fips=yes
+.Ve
+.SS "Programmatically loading the FIPS module (nondefault library context)"
+.IX Subsection "Programmatically loading the FIPS module (nondefault library context)"
+In addition to using properties to separate usage of the FIPS module from other
+usages this can also be achieved using library contexts. In this example we
+create two library contexts. In one we assume the existence of a config file
+called \fIopenssl\-fips.cnf\fR that automatically loads and configures the FIPS and
+base providers. The other library context will just use the default provider.
+.PP
+.Vb 4
+\& OSSL_LIB_CTX *fips_libctx, *nonfips_libctx;
+\& OSSL_PROVIDER *defctxnull = NULL;
+\& EVP_MD *fipssha256 = NULL, *nonfipssha256 = NULL;
+\& int ret = 1;
+\&
+\& /*
+\& * Create two nondefault library contexts. One for fips usage and
+\& * one for non\-fips usage
+\& */
+\& fips_libctx = OSSL_LIB_CTX_new();
+\& nonfips_libctx = OSSL_LIB_CTX_new();
+\& if (fips_libctx == NULL || nonfips_libctx == NULL)
+\& goto err;
+\&
+\& /* Prevent anything from using the default library context */
+\& defctxnull = OSSL_PROVIDER_load(NULL, "null");
+\&
+\& /*
+\& * Load config file for the FIPS library context. We assume that
+\& * this config file will automatically activate the FIPS and base
+\& * providers so we don\*(Aqt need to explicitly load them here.
+\& */
+\& if (!OSSL_LIB_CTX_load_config(fips_libctx, "openssl\-fips.cnf"))
+\& goto err;
+\&
+\& /*
+\& * Set the default property query on the FIPS library context to
+\& * ensure that only FIPS algorithms can be used. There are a few non\-FIPS
+\& * approved algorithms in the FIPS provider for backward compatibility reasons.
+\& */
+\& if (!EVP_set_default_properties(fips_libctx, "fips=yes"))
+\& goto err;
+\&
+\& /*
+\& * We don\*(Aqt need to do anything special to load the default
+\& * provider into nonfips_libctx. This happens automatically if no
+\& * other providers are loaded.
+\& * Because we don\*(Aqt call OSSL_LIB_CTX_load_config() explicitly for
+\& * nonfips_libctx it will just use the default config file.
+\& */
+\&
+\& /* As an example get some digests */
+\&
+\& /* Get a FIPS validated digest */
+\& fipssha256 = EVP_MD_fetch(fips_libctx, "SHA2\-256", NULL);
+\& if (fipssha256 == NULL)
+\& goto err;
+\&
+\& /* Get a non\-FIPS validated digest */
+\& nonfipssha256 = EVP_MD_fetch(nonfips_libctx, "SHA2\-256", NULL);
+\& if (nonfipssha256 == NULL)
+\& goto err;
+\&
+\& /* Use the digests */
+\&
+\& printf("Success\en");
+\& ret = 0;
+\&
+\& err:
+\& EVP_MD_free(fipssha256);
+\& EVP_MD_free(nonfipssha256);
+\& OSSL_LIB_CTX_free(fips_libctx);
+\& OSSL_LIB_CTX_free(nonfips_libctx);
+\& OSSL_PROVIDER_unload(defctxnull);
+\&
+\& return ret;
+.Ve
+.PP
+Note that we have made use of the special "null" provider here which we load
+into the default library context. We could have chosen to use the default
+library context for FIPS usage, and just create one additional library context
+for other usages \- or vice versa. However if code has not been converted to use
+library contexts then the default library context will be automatically used.
+This could be the case for your own existing applications as well as certain
+parts of OpenSSL itself. Not all parts of OpenSSL are library context aware. If
+this happens then you could "accidentally" use the wrong library context for a
+particular operation. To be sure this doesn't happen you can load the "null"
+provider into the default library context. Because a provider has been
+explicitly loaded, the default provider will not automatically load. This means
+code using the default context by accident will fail because no algorithms will
+be available.
+.PP
+See "Library Context" in \fBossl\-guide\-migration\fR\|(7) for additional information about the
+Library Context.
+.SS "Using Encoders and Decoders with the FIPS module"
+.IX Subsection "Using Encoders and Decoders with the FIPS module"
+Encoders and decoders are used to read and write keys or parameters from or to
+some external format (for example a PEM file). If your application generates
+keys or parameters that then need to be written into PEM or DER format
+then it is likely that you will need to use an encoder to do this. Similarly
+you need a decoder to read previously saved keys and parameters. In most cases
+this will be invisible to you if you are using APIs that existed in
+OpenSSL 1.1.1 or earlier such as \fBi2d_PrivateKey\fR\|(3). However the appropriate
+encoder/decoder will need to be available in the library context associated with
+the key or parameter object. The built-in OpenSSL encoders and decoders are
+implemented in both the default and base providers and are not in the FIPS
+module boundary. However since they are not cryptographic algorithms themselves
+it is still possible to use them in conjunction with the FIPS module, and
+therefore these encoders/decoders have the \f(CW\*(C`fips=yes\*(C'\fR property against them.
+You should ensure that either the default or base provider is loaded into the
+library context in this case.
+.SS "Using the FIPS module in SSL/TLS"
+.IX Subsection "Using the FIPS module in SSL/TLS"
+Writing an application that uses libssl in conjunction with the FIPS module is
+much the same as writing a normal libssl application. If you are using global
+properties and the default library context to specify usage of FIPS validated
+algorithms then this will happen automatically for all cryptographic algorithms
+in libssl. If you are using a nondefault library context to load the FIPS
+provider then you can supply this to libssl using the function
+\&\fBSSL_CTX_new_ex\fR\|(3). This works as a drop in replacement for the function
+\&\fBSSL_CTX_new\fR\|(3) except it provides you with the capability to specify the
+library context to be used. You can also use the same function to specify
+libssl specific properties to use.
+.PP
+In this first example we create two SSL_CTX objects using two different library
+contexts.
+.PP
+.Vb 11
+\& /*
+\& * We assume that a nondefault library context with the FIPS
+\& * provider loaded has been created called fips_libctx.
+\& */
+\& SSL_CTX *fips_ssl_ctx = SSL_CTX_new_ex(fips_libctx, "fips=yes", TLS_method());
+\& /*
+\& * We assume that a nondefault library context with the default
+\& * provider loaded has been created called non_fips_libctx.
+\& */
+\& SSL_CTX *non_fips_ssl_ctx = SSL_CTX_new_ex(non_fips_libctx, NULL,
+\& TLS_method());
+.Ve
+.PP
+In this second example we create two SSL_CTX objects using different properties
+to specify FIPS usage:
+.PP
+.Vb 10
+\& /*
+\& * The "fips=yes" property includes all FIPS approved algorithms
+\& * as well as encoders from the default provider that are allowed
+\& * to be used. The NULL below indicates that we are using the
+\& * default library context.
+\& */
+\& SSL_CTX *fips_ssl_ctx = SSL_CTX_new_ex(NULL, "fips=yes", TLS_method());
+\& /*
+\& * The "provider!=fips" property allows algorithms from any
+\& * provider except the FIPS provider
+\& */
+\& SSL_CTX *non_fips_ssl_ctx = SSL_CTX_new_ex(NULL, "provider!=fips",
+\& TLS_method());
+.Ve
+.SS "Confirming that an algorithm is being provided by the FIPS module"
+.IX Subsection "Confirming that an algorithm is being provided by the FIPS module"
+A chain of links needs to be followed to go from an algorithm instance to the
+provider that implements it. The process is similar for all algorithms. Here the
+example of a digest is used.
+.PP
+To go from an \fBEVP_MD_CTX\fR to an \fBEVP_MD\fR, use \fBEVP_MD_CTX_md\fR\|(3) .
+To go from the \fBEVP_MD\fR to its \fBOSSL_PROVIDER\fR,
+use \fBEVP_MD_get0_provider\fR\|(3).
+To extract the name from the \fBOSSL_PROVIDER\fR, use
+\&\fBOSSL_PROVIDER_get0_name\fR\|(3).
+.SH NOTES
+.IX Header "NOTES"
+Some released versions of OpenSSL do not include a validated
+FIPS provider. To determine which versions have undergone
+the validation process, please refer to the
+OpenSSL Downloads page <https://www.openssl.org/source/>. If you
+require FIPS-approved functionality, it is essential to build your FIPS
+provider using one of the validated versions listed there. Normally,
+it is possible to utilize a FIPS provider constructed from one of the
+validated versions alongside \fIlibcrypto\fR and \fIlibssl\fR compiled from any
+release within the same major release series. This flexibility enables
+you to address bug fixes and CVEs that fall outside the FIPS boundary.
+.PP
+The FIPS provider in OpenSSL 3.1 includes some non-FIPS validated algorithms,
+consequently the property query \f(CW\*(C`fips=yes\*(C'\fR is mandatory for applications that
+want to operate in a FIPS approved manner. The algorithms are:
+.IP "Triple DES ECB" 4
+.IX Item "Triple DES ECB"
+.PD 0
+.IP "Triple DES CBC" 4
+.IX Item "Triple DES CBC"
+.IP EdDSA 4
+.IX Item "EdDSA"
+.PD
+.SH "SEE ALSO"
+.IX Header "SEE ALSO"
+\&\fBossl\-guide\-migration\fR\|(7), \fBcrypto\fR\|(7), \fBfips_config\fR\|(5),
+<https://www.openssl.org/source/>
+.SH HISTORY
+.IX Header "HISTORY"
+The FIPS module guide was created for use with the new FIPS provider
+in OpenSSL 3.0.
+.SH COPYRIGHT
+.IX Header "COPYRIGHT"
+Copyright 2021\-2023 The OpenSSL Project Authors. All Rights Reserved.
+.PP
+Licensed under the Apache License 2.0 (the "License"). You may not use
+this file except in compliance with the License. You can obtain a copy
+in the file LICENSE in the source distribution or at
+<https://www.openssl.org/source/license.html>.