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+.\" -*- mode: troff; coding: utf-8 -*-
+.\" Automatically generated by Pod::Man 5.01 (Pod::Simple 3.43)
+.\"
+.\" Standard preamble:
+.\" ========================================================================
+.de Sp \" Vertical space (when we can't use .PP)
+.if t .sp .5v
+.if n .sp
+..
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+..
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+.\"
+.\" Escape single quotes in literal strings from groff's Unicode transform.
+.ie \n(.g .ds Aq \(aq
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+.\"
+.\" If the F register is >0, we'll generate index entries on stderr for
+.\" titles (.TH), headers (.SH), subsections (.SS), items (.Ip), and index
+.\" entries marked with X<> in POD. Of course, you'll have to process the
+.\" output yourself in some meaningful fashion.
+.\"
+.\" Avoid warning from groff about undefined register 'F'.
+.de IX
+..
+.nr rF 0
+.if \n(.g .if rF .nr rF 1
+.if (\n(rF:(\n(.g==0)) \{\
+. if \nF \{\
+. de IX
+. tm Index:\\$1\t\\n%\t"\\$2"
+..
+. if !\nF==2 \{\
+. nr % 0
+. nr F 2
+. \}
+. \}
+.\}
+.rr rF
+.\" ========================================================================
+.\"
+.IX Title "OSSL-GUIDE-TLS-INTRODUCTION 7SSL"
+.TH OSSL-GUIDE-TLS-INTRODUCTION 7SSL 2024-04-04 3.2.2-dev OpenSSL
+.\" For nroff, turn off justification. Always turn off hyphenation; it makes
+.\" way too many mistakes in technical documents.
+.if n .ad l
+.nh
+.SH NAME
+ossl\-guide\-tls\-introduction
+\&\- OpenSSL Guide: An introduction to SSL/TLS in OpenSSL
+.SH INTRODUCTION
+.IX Header "INTRODUCTION"
+This page will provide an introduction to some basic SSL/TLS concepts and
+background and how it is used within OpenSSL. It assumes that you have a basic
+understanding of TCP/IP and sockets.
+.SH "WHAT IS TLS?"
+.IX Header "WHAT IS TLS?"
+TLS stands for Transport Layer Security. TLS allows applications to securely
+communicate with each other across a network such that the confidentiality of
+the information exchanged is protected (i.e. it prevents eavesdroppers from
+listening in to the communication). Additionally it protects the integrity of
+the information exchanged to prevent an attacker from changing it. Finally it
+provides authentication so that one or both parties can be sure that they are
+talking to who they think they are talking to and not some imposter.
+.PP
+Sometimes TLS is referred to by its predecessor's name SSL (Secure Sockets
+Layer). OpenSSL dates from a time when the SSL name was still in common use and
+hence many of the functions and names used by OpenSSL contain the "SSL"
+abbreviation. Nonetheless OpenSSL contains a fully fledged TLS implementation.
+.PP
+TLS is based on a client/server model. The application that initiates a
+communication is known as the client. The application that responds to a
+remotely initiated communication is the server. The term "endpoint" refers to
+either of the client or the server in a communication. The term "peer" refers to
+the endpoint at the other side of the communication that we are currently
+referring to. So if we are currently talking about the client then the peer
+would be the server.
+.PP
+TLS is a standardised protocol and there are numerous different implementations
+of it. Due to the standards an OpenSSL client or server is able to communicate
+seamlessly with an application using some different implementation of TLS. TLS
+(and its predecessor SSL) have been around for a significant period of time and
+the protocol has undergone various changes over the years. Consequently there
+are different versions of the protocol available. TLS includes the ability to
+perform version negotiation so that the highest protocol version that the client
+and server share in common is used.
+.PP
+TLS acts as a security layer over some lower level transport protocol. Typically
+the transport layer will be TCP.
+.SH "SSL AND TLS VERSIONS"
+.IX Header "SSL AND TLS VERSIONS"
+SSL was initially developed by Netscape Communications and its first publicly
+released version was SSLv2 in 1995. Note that SSLv1 was never publicly released.
+SSLv3 came along quickly afterwards in 1996. Subsequently development of the
+protocol moved to the IETF which released the first version of TLS (TLSv1.0) in
+1999 as RFC2246. TLSv1.1 was released in 2006 as RFC4346 and TLSv1.2 came along
+in 2008 as RFC5246. The most recent version of the standard is TLSv1.3 which
+was released in 2018 as RFC8446.
+.PP
+Today TLSv1.3 and TLSv1.2 are the most commonly deployed versions of the
+protocol. The IETF have formally deprecated TLSv1.1 and TLSv1.0, so anything
+below TLSv1.2 should be avoided since the older protocol versions are
+susceptible to security problems.
+.PP
+OpenSSL does not support SSLv2 (it was removed in OpenSSL 1.1.0). Support for
+SSLv3 is available as a compile time option \- but it is not built by default.
+Support for TLSv1.0, TLSv1.1, TLSv1.2 and TLSv1.3 are all available by default
+in a standard build of OpenSSL. However special run-time configuration is
+required in order to make TLSv1.0 and TLSv1.1 work successfully.
+.PP
+OpenSSL will always try to negotiate the highest protocol version that it has
+been configured to support. In most cases this will mean either TLSv1.3 or
+TLSv1.2 is chosen.
+.SH CERTIFICATES
+.IX Header "CERTIFICATES"
+In order for a client to establish a connection to a server it must authenticate
+the identify of that server, i.e. it needs to confirm that the server is really
+the server that it claims to be and not some imposter. In order to do this the
+server will send to the client a digital certificate (also commonly referred to
+as an X.509 certificate). The certificate contains various information about the
+server including its full DNS hostname. Also within the certificate is the
+server's public key. The server operator will have a private key which is
+linked to the public key and must not be published.
+.PP
+Along with the certificate the server will also send to the client proof that it
+knows the private key associated with the public key in the certificate. It does
+this by digitally signing a message to the client using that private key. The
+client can verify the signature using the public key from the certificate. If
+the signature verifies successfully then the client knows that the server is in
+possession of the correct private key.
+.PP
+The certificate that the server sends will also be signed by a Certificate
+Authority. The Certificate Authority (commonly known as a CA) is a third party
+organisation that is responsible for verifying the information in the server's
+certificate (including its DNS hostname). The CA should only sign the
+certificate if it has been able to confirm that the server operator does indeed
+have control of the server associated with its DNS hostname and that the server
+operator has control of the private key.
+.PP
+In this way, if the client trusts the CA that has signed the server's
+certificate and it can verify that the server has the right private key then it
+can trust that the server truly does represent the DNS hostname given in the
+certificate. The client must also verify that the hostname given in the
+certificate matches the hostname that it originally sent the request to.
+.PP
+Once all of these checks have been done the client has successfully verified the
+identify of the server. OpenSSL can perform all of these checks automatically
+but it must be provided with certain information in order to do so, i.e. the set
+of CAs that the client trusts as well as the DNS hostname for the server that
+this client is trying to connect to.
+.PP
+Note that it is common for certificates to be built up into a chain. For example
+a server's certificate may be signed by a key owned by a an intermediate CA.
+That intermediate CA also has a certificate containing its public key which is
+in turn signed by a key owned by a root CA. The client may only trust the root
+CA, but if the server sends both its own certificate and the certificate for the
+intermediate CA then the client can still successfully verify the identity of
+the server. There is a chain of trust between the root CA and the server.
+.PP
+By default it is only the client that authenticates the server using this
+method. However it is also possible to set things up such that the server
+additionally authenticates the client. This is known as "client authentication".
+In this approach the client will still authenticate the server in the same way,
+but the server will request a certificate from the client. The client sends the
+server its certificate and the server authenticates it in the same way that the
+client does.
+.SH "TRUSTED CERTIFICATE STORE"
+.IX Header "TRUSTED CERTIFICATE STORE"
+The system described above only works if a chain of trust can be built between
+the set of CAs that the endpoint trusts and the certificate that the peer is
+using. The endpoint must therefore have a set of certificates for CAs that it
+trusts before any communication can take place. OpenSSL itself does not provide
+such a set of certificates. Therefore you will need to make sure you have them
+before you start if you are going to be verifying certificates (i.e. always if
+the endpoint is a client, and only if client authentication is in use for a
+server).
+.PP
+Fortunately other organisations do maintain such a set of certificates. If you
+have obtained your copy of OpenSSL from an Operating System (OS) vendor (e.g. a
+Linux distribution) then normally the set of CA certificates will also be
+distributed with that copy.
+.PP
+You can check this by running the OpenSSL command line application like this:
+.PP
+.Vb 1
+\& openssl version \-d
+.Ve
+.PP
+This will display a value for \fBOPENSSLDIR\fR. Look in the \fBcerts\fR sub directory
+of \fBOPENSSLDIR\fR and check its contents. For example if \fBOPENSSLDIR\fR is
+"/usr/local/ssl", then check the contents of the "/usr/local/ssl/certs"
+directory.
+.PP
+You are expecting to see a list of files, typically with the suffix ".pem" or
+".0". If they exist then you already have a suitable trusted certificate store.
+.PP
+If you are running your version of OpenSSL on Windows then OpenSSL (from version
+3.2 onwards) will use the default Windows set of trusted CAs.
+.PP
+If you have built your version of OpenSSL from source, or obtained it from some
+other location and it does not have a set of trusted CA certificates then you
+will have to obtain them yourself. One such source is the Curl project. See the
+page <https://curl.se/docs/caextract.html> where you can download trusted
+certificates in a single file. Rename the file to "cert.pem" and store it
+directly in \fBOPENSSLDIR\fR. For example if \fBOPENSSLDIR\fR is "/usr/local/ssl",
+then save it as "/usr/local/ssl/cert.pem".
+.PP
+You can also use environment variables to override the default location that
+OpenSSL will look for its trusted certificate store. Set the \fBSSL_CERT_PATH\fR
+environment variable to give the directory where OpenSSL should looks for its
+certificates or the \fBSSL_CERT_FILE\fR environment variable to give the name of
+a single file containing all of the certificates. See \fBopenssl\-env\fR\|(7) for
+further details about OpenSSL environment variables. For example you could use
+this capability to have multiple versions of OpenSSL all installed on the same
+system using different values for \fBOPENSSLDIR\fR but all using the same
+trusted certificate store.
+.PP
+You can test that your trusted certificate store is setup correctly by using it
+via the OpenSSL command line. Use the following command to connect to a TLS
+server:
+.PP
+.Vb 1
+\& openssl s_client www.openssl.org:443
+.Ve
+.PP
+Once the command has connected type the letter "Q" followed by "<enter>" to exit
+the session. This will print a lot of information on the screen about the
+connection. Look for a block of text like this:
+.PP
+.Vb 2
+\& SSL handshake has read 4584 bytes and written 403 bytes
+\& Verification: OK
+.Ve
+.PP
+Hopefully if everything has worked then the "Verification" line will say "OK".
+If its not working as expected then you might see output like this instead:
+.PP
+.Vb 2
+\& SSL handshake has read 4584 bytes and written 403 bytes
+\& Verification error: unable to get local issuer certificate
+.Ve
+.PP
+The "unable to get local issuer certificate" error means that OpenSSL has been
+unable to find a trusted CA for the chain of certificates provided by the server
+in its trusted certificate store. Check your trusted certificate store
+configuration again.
+.PP
+Note that s_client is a testing tool and will still allow you to connect to the
+TLS server regardless of the verification error. Most applications should not do
+this and should abort the connection in the event of a verification error.
+.SH "IMPORTANT OBJECTS FOR AN OPENSSL TLS APPLICATION"
+.IX Header "IMPORTANT OBJECTS FOR AN OPENSSL TLS APPLICATION"
+A TLS connection is represented by the \fBSSL\fR object in an OpenSSL based
+application. Once a connection with a remote peer has been established an
+endpoint can "write" data to the \fBSSL\fR object to send data to the peer, or
+"read" data from it to receive data from the server.
+.PP
+A new \fBSSL\fR object is created from an \fBSSL_CTX\fR object. Think of an \fBSSL_CTX\fR
+as a "factory" for creating \fBSSL\fR objects. You can create a single \fBSSL_CTX\fR
+object and then create multiple connections (i.e. \fBSSL\fR objects) from it.
+Typically you can set up common configuration options on the \fBSSL_CTX\fR so that
+all the \fBSSL\fR object created from it inherit the same configuration options.
+.PP
+Note that internally to OpenSSL various items that are shared between multiple
+\&\fBSSL\fR objects are cached in the \fBSSL_CTX\fR for performance reasons. Therefore
+it is considered best practice to create one \fBSSL_CTX\fR for use by multiple
+\&\fBSSL\fR objects instead of having one \fBSSL_CTX\fR for each \fBSSL\fR object that you
+create.
+.PP
+Each \fBSSL\fR object is also associated with two \fBBIO\fR objects. A \fBBIO\fR object
+is used for sending or receiving data from the underlying transport layer. For
+example you might create a \fBBIO\fR to represent a TCP socket. The \fBSSL\fR object
+uses one \fBBIO\fR for reading data and one \fBBIO\fR for writing data. In most cases
+you would use the same \fBBIO\fR for each direction but there could be some
+circumstances where you want them to be different.
+.PP
+It is up to the application programmer to create the \fBBIO\fR objects that are
+needed and supply them to the \fBSSL\fR object. See
+\&\fBossl\-guide\-tls\-client\-block\fR\|(7) for further information.
+.PP
+Finally, an endpoint can establish a "session" with its peer. The session holds
+various TLS parameters about the connection between the client and the server.
+The session details can then be reused in a subsequent connection attempt to
+speed up the process of connecting. This is known as "resumption". Sessions are
+represented in OpenSSL by the \fBSSL_SESSION\fR object. In TLSv1.2 there is always
+exactly one session per connection. In TLSv1.3 there can be any number per
+connection including none.
+.SH "PHASES OF A TLS CONNECTION"
+.IX Header "PHASES OF A TLS CONNECTION"
+A TLS connection starts with an initial "set up" phase. The endpoint creates the
+\&\fBSSL_CTX\fR (if one has not already been created) and configures it.
+.PP
+A client then creates an \fBSSL\fR object to represent the new TLS connection. Any
+connection specific configuration parameters are then applied and the underlying
+socket is created and associated with the \fBSSL\fR via \fBBIO\fR objects.
+.PP
+A server will create a socket for listening for incoming connection attempts
+from clients. Once a connection attempt is made the server will create an \fBSSL\fR
+object in the same way as for a client and associate it with a \fBBIO\fR for the
+newly created incoming socket.
+.PP
+After set up is complete the TLS "handshake" phase begins. A TLS handshake
+consists of the client and server exchanging a series of TLS handshake messages
+to establish the connection. The client starts by sending a "ClientHello"
+handshake message and the server responds with a "ServerHello". The handshake is
+complete once an endpoint has sent its last message (known as the "Finished"
+message) and received a Finished message from its peer. Note that this might
+occur at slightly different times for each peer. For example in TLSv1.3 the
+server always sends its Finished message before the client. The client later
+responds with its Finished message. At this point the client has completed the
+handshake because it has both sent and received a Finished message. The server
+has sent its Finished message but the Finished message from the client may still
+be in-flight, so the server is still in the handshake phase. It is even possible
+that the server will fail to complete the handshake (if it considers there is
+some problem with the messages sent from the client), even though the client may
+have already progressed to sending application data. In TLSv1.2 this can happen
+the other way around, i.e. the server finishes first and the client finishes
+second.
+.PP
+Once the handshake is complete the application data transfer phase begins.
+Strictly speaking there are some situations where the client can start sending
+application data even earlier (using the TLSv1.3 "early data" capability) \- but
+we're going to skip over that for this basic introduction.
+.PP
+During application data transfer the client and server can read and write data
+to the connection freely. The details of this are typically left to some higher
+level application protocol (for example HTTP). Not all information exchanged
+during this phase is application data. Some protocol level messages may still
+be exchanged \- so it is not necessarily the case that, just because the
+underlying socket is "readable", that application data will be available to read.
+.PP
+When the connection is no longer required then it should be shutdown. A shutdown
+may be initiated by either the client or the server via a message known as a
+"close_notify" alert. The client or server that receives a close_notify may
+respond with one and then the connection is fully closed and application data
+can no longer be sent or received.
+.PP
+Once shutdown is complete a TLS application must clean up by freeing the SSL
+object.
+.SH "FURTHER READING"
+.IX Header "FURTHER READING"
+See \fBossl\-guide\-tls\-client\-block\fR\|(7) to see an example of applying these
+concepts in order to write a simple TLS client based on a blocking socket.
+See \fBossl\-guide\-quic\-introduction\fR\|(7) for an introduction to QUIC in OpenSSL.
+.SH "SEE ALSO"
+.IX Header "SEE ALSO"
+\&\fBossl\-guide\-introduction\fR\|(7), \fBossl\-guide\-libraries\-introduction\fR\|(7),
+\&\fBossl\-guide\-libssl\-introduction\fR\|(7), \fBossl\-guide\-tls\-client\-block\fR\|(7),
+\&\fBossl\-guide\-quic\-introduction\fR\|(7)
+.SH COPYRIGHT
+.IX Header "COPYRIGHT"
+Copyright 2023 The OpenSSL Project Authors. All Rights Reserved.
+.PP
+Licensed under the Apache License 2.0 (the "License"). You may not use
+this file except in compliance with the License. You can obtain a copy
+in the file LICENSE in the source distribution or at
+<https://www.openssl.org/source/license.html>.