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1. Disclaimer: This text is not an authoritative statement. If
you are concerned about the implications of US patent 6,321,267,
then you should give this text to your own lawyer and get their
advice.
1.1 Postfix is an MTA that aims to be an alternative to the widely
used Sendmail MTA. Postfix is available as open source code
from http://www.postfix.org/. One of the features implemented
by Postfix is called "sender address verification".
1.2 US patent 6,321,267 (reference 4.1) describes a number of means
to stop junk email. One of the elements described in this
patent is called "active user testing".
1.3 Postfix "sender address verification" and US patent 6,321,267
"active user testing" are implemented by connecting to an MTA
that is responsible for the sender address. Specifically, both
use the SMTP RCPT command, and both infer the validity of the
address from the MTA's response. Reference 4.3 defines SMTP.
=====================================================================
2. It is my understanding that the Postfix MTA's "sender address
verification" does not infringe on US patent 6,321,267 for the
following reasons:
2.1 There is prior art for US patent 6,321,267 "active user testing"
within the context of the Sendmail MTA. See item (3.1) below.
2.2 US patent 6,321,267 covers "active user testing" only in
combination with functions that the Postfix MTA does not
implement. See items (3.2) through (3.5) below.
=====================================================================
3. Discussion of specific details of US patent 6,321,267, and their
relevance with respect to the Postfix MTA.
3.1 Prior art. The "active user testing" method is described in
the paper "Selectively Rejecting SPAM Using Sendmail" by Robert
Harker (reference 4.2). The paper is cited as the first
reference in US patent 6,321,267, and was presented in October
1997. The patent was filed more than two years later, in November
1999. The paper says:
Bogus User Address
A desirable criterion for rejecting mail is to filter on
bogus user address. However, testing for a bad user address
is much harder because, short of sending a message to that
user address, there is no reliable way to check the validity
of the address. A simplistic test for a bad user address
might be to connect to the sender's SMTP server and use
either the SMTP VRFY or RCPT command to check the address.
If the server does local delivery of the message then this
would work well.
The prior art is about stopping junk mail with the Sendmail
MTA. It is my understanding that this prior art is equally
applicable to other MTAs, including the Postfix MTA (see items
1.1 and 2.2 above).
3.2 Combination of elements not implemented by the Postfix MTA.
Claim 1 of US patent 6,321,267 involves a combination of A)
determining whether the sending system is a dialup host, B)
determining whether the sending system is an open mail relay,
and C) active user testing.
Postfix does not implement elements A) and B) of claim 1.
Therefore, it is my understanding that the Postfix MTA does
not infringe on US patent 6,321,267 claim 1.
3.3 Combination of elements not implemented by the Postfix MTA.
Claim 52 of US patent 6,321,267 involves the combination of A)
a proxy filter and B) active user testing.
Postfix is an MTA, not a proxy, and does not implement element
A) of claim 52. Therefore, it is my understanding that the
Postfix MTA does not infringe on US patent 6,321,267 claim 52.
US patent 6,321,267 makes a clear distinction between proxies
and MTAs.
Figure 13 in US patent 6,321,267 shows how a proxy interacts
with a sending system and a local MTA. In the case of (sending
system, proxy, local MTA), the proxy assumes no responsibility
for delivery of the email message. The responsibility remains
with the sending system or passes directly to the local MTA.
Figure 4 in US patent 6,321,267 shows how a sending system
interacts with an intermediate MTA. In the case of (sending
system, intermediate MTA, local MTA), the intermediate MTA
assumes full responsibility for delivery of the email message.
Figure 2 in US patent 6,321,267 shows how a sending system
interacts with a local MTA. In the case of (sending system,
local MTA), the local MTA assumes full responsibility for
delivery of the email message.
3.4 The other independent claims in US patent 6,321,267 involve
elements that the Postfix MTA does not implement, and do not
involve sender address verification. Therefore, it is my
understanding that the Postfix MTA does not infringe on these
claims in US patent 6,321,267.
3.5 All dependent claims in US patent 6,321,267 depend on claims
that involve elements that the Postfix MTA does not implement.
Therefore, it is my understanding that the Postfix MTA does
not infringe on these claims in US patent 6,321,267.
4.References:
4.1 Albert L. Donaldson, "Method and apparatus for filtering junk
email", US patent 6,321,267. Filing date: November 23, 1999.
http://www.uspto.gov/
4.2 Robert Harker, "Selectively Rejecting SPAM Using Sendmail",
Proceedings of the Eleventh Systems Administration Conference
(LISA '97), San Diego, California, Oct. 1997, pp. 205-220.
http://www.usenix.org/publications/library/proceedings/lisa97/
full_papers/22.harker/22.pdf
4.3 Jonathan B. Postel, "Simple Mail Transfer Protocol", August
1982. http://www.ietf.org/rfc.html
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