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+<!DOCTYPE html PUBLIC "-//W3C//DTD XHTML 1.0 Transitional//EN" "http://www.w3.org/TR/xhtml1/DTD/xhtml1-transitional.dtd"><html xmlns="http://www.w3.org/1999/xhtml"><head><meta http-equiv="Content-Type" content="text/html; charset=UTF-8" /><title>64.5. Index Uniqueness Checks</title><link rel="stylesheet" type="text/css" href="stylesheet.css" /><link rev="made" href="pgsql-docs@lists.postgresql.org" /><meta name="generator" content="DocBook XSL Stylesheets Vsnapshot" /><link rel="prev" href="index-locking.html" title="64.4. Index Locking Considerations" /><link rel="next" href="index-cost-estimation.html" title="64.6. Index Cost Estimation Functions" /></head><body id="docContent" class="container-fluid col-10"><div class="navheader"><table width="100%" summary="Navigation header"><tr><th colspan="5" align="center">64.5. Index Uniqueness Checks</th></tr><tr><td width="10%" align="left"><a accesskey="p" href="index-locking.html" title="64.4. Index Locking Considerations">Prev</a> </td><td width="10%" align="left"><a accesskey="u" href="indexam.html" title="Chapter 64. Index Access Method Interface Definition">Up</a></td><th width="60%" align="center">Chapter 64. Index Access Method Interface Definition</th><td width="10%" align="right"><a accesskey="h" href="index.html" title="PostgreSQL 15.5 Documentation">Home</a></td><td width="10%" align="right"> <a accesskey="n" href="index-cost-estimation.html" title="64.6. Index Cost Estimation Functions">Next</a></td></tr></table><hr /></div><div class="sect1" id="INDEX-UNIQUE-CHECKS"><div class="titlepage"><div><div><h2 class="title" style="clear: both">64.5. Index Uniqueness Checks</h2></div></div></div><p>
+ <span class="productname">PostgreSQL</span> enforces SQL uniqueness constraints
+ using <em class="firstterm">unique indexes</em>, which are indexes that disallow
+ multiple entries with identical keys. An access method that supports this
+ feature sets <code class="structfield">amcanunique</code> true.
+ (At present, only b-tree supports it.) Columns listed in the
+ <code class="literal">INCLUDE</code> clause are not considered when enforcing
+ uniqueness.
+ </p><p>
+ Because of MVCC, it is always necessary to allow duplicate entries to
+ exist physically in an index: the entries might refer to successive
+ versions of a single logical row. The behavior we actually want to
+ enforce is that no MVCC snapshot could include two rows with equal
+ index keys. This breaks down into the following cases that must be
+ checked when inserting a new row into a unique index:
+
+ </p><div class="itemizedlist"><ul class="itemizedlist" style="list-style-type: disc; "><li class="listitem"><p>
+ If a conflicting valid row has been deleted by the current transaction,
+ it's okay. (In particular, since an UPDATE always deletes the old row
+ version before inserting the new version, this will allow an UPDATE on
+ a row without changing the key.)
+ </p></li><li class="listitem"><p>
+ If a conflicting row has been inserted by an as-yet-uncommitted
+ transaction, the would-be inserter must wait to see if that transaction
+ commits. If it rolls back then there is no conflict. If it commits
+ without deleting the conflicting row again, there is a uniqueness
+ violation. (In practice we just wait for the other transaction to
+ end and then redo the visibility check in toto.)
+ </p></li><li class="listitem"><p>
+ Similarly, if a conflicting valid row has been deleted by an
+ as-yet-uncommitted transaction, the would-be inserter must wait
+ for that transaction to commit or abort, and then repeat the test.
+ </p></li></ul></div><p>
+ </p><p>
+ Furthermore, immediately before reporting a uniqueness violation
+ according to the above rules, the access method must recheck the
+ liveness of the row being inserted. If it is committed dead then
+ no violation should be reported. (This case cannot occur during the
+ ordinary scenario of inserting a row that's just been created by
+ the current transaction. It can happen during
+ <code class="command">CREATE UNIQUE INDEX CONCURRENTLY</code>, however.)
+ </p><p>
+ We require the index access method to apply these tests itself, which
+ means that it must reach into the heap to check the commit status of
+ any row that is shown to have a duplicate key according to the index
+ contents. This is without a doubt ugly and non-modular, but it saves
+ redundant work: if we did a separate probe then the index lookup for
+ a conflicting row would be essentially repeated while finding the place to
+ insert the new row's index entry. What's more, there is no obvious way
+ to avoid race conditions unless the conflict check is an integral part
+ of insertion of the new index entry.
+ </p><p>
+ If the unique constraint is deferrable, there is additional complexity:
+ we need to be able to insert an index entry for a new row, but defer any
+ uniqueness-violation error until end of statement or even later. To
+ avoid unnecessary repeat searches of the index, the index access method
+ should do a preliminary uniqueness check during the initial insertion.
+ If this shows that there is definitely no conflicting live tuple, we
+ are done. Otherwise, we schedule a recheck to occur when it is time to
+ enforce the constraint. If, at the time of the recheck, both the inserted
+ tuple and some other tuple with the same key are live, then the error
+ must be reported. (Note that for this purpose, <span class="quote">“<span class="quote">live</span>”</span> actually
+ means <span class="quote">“<span class="quote">any tuple in the index entry's HOT chain is live</span>”</span>.)
+ To implement this, the <code class="function">aminsert</code> function is passed a
+ <code class="literal">checkUnique</code> parameter having one of the following values:
+
+ </p><div class="itemizedlist"><ul class="itemizedlist" style="list-style-type: disc; "><li class="listitem"><p>
+ <code class="literal">UNIQUE_CHECK_NO</code> indicates that no uniqueness checking
+ should be done (this is not a unique index).
+ </p></li><li class="listitem"><p>
+ <code class="literal">UNIQUE_CHECK_YES</code> indicates that this is a non-deferrable
+ unique index, and the uniqueness check must be done immediately, as
+ described above.
+ </p></li><li class="listitem"><p>
+ <code class="literal">UNIQUE_CHECK_PARTIAL</code> indicates that the unique
+ constraint is deferrable. <span class="productname">PostgreSQL</span>
+ will use this mode to insert each row's index entry. The access
+ method must allow duplicate entries into the index, and report any
+ potential duplicates by returning false from <code class="function">aminsert</code>.
+ For each row for which false is returned, a deferred recheck will
+ be scheduled.
+ </p><p>
+ The access method must identify any rows which might violate the
+ unique constraint, but it is not an error for it to report false
+ positives. This allows the check to be done without waiting for other
+ transactions to finish; conflicts reported here are not treated as
+ errors and will be rechecked later, by which time they may no longer
+ be conflicts.
+ </p></li><li class="listitem"><p>
+ <code class="literal">UNIQUE_CHECK_EXISTING</code> indicates that this is a deferred
+ recheck of a row that was reported as a potential uniqueness violation.
+ Although this is implemented by calling <code class="function">aminsert</code>, the
+ access method must <span class="emphasis"><em>not</em></span> insert a new index entry in this
+ case. The index entry is already present. Rather, the access method
+ must check to see if there is another live index entry. If so, and
+ if the target row is also still live, report error.
+ </p><p>
+ It is recommended that in a <code class="literal">UNIQUE_CHECK_EXISTING</code> call,
+ the access method further verify that the target row actually does
+ have an existing entry in the index, and report error if not. This
+ is a good idea because the index tuple values passed to
+ <code class="function">aminsert</code> will have been recomputed. If the index
+ definition involves functions that are not really immutable, we
+ might be checking the wrong area of the index. Checking that the
+ target row is found in the recheck verifies that we are scanning
+ for the same tuple values as were used in the original insertion.
+ </p></li></ul></div><p>
+ </p></div><div class="navfooter"><hr /><table width="100%" summary="Navigation footer"><tr><td width="40%" align="left"><a accesskey="p" href="index-locking.html" title="64.4. Index Locking Considerations">Prev</a> </td><td width="20%" align="center"><a accesskey="u" href="indexam.html" title="Chapter 64. Index Access Method Interface Definition">Up</a></td><td width="40%" align="right"> <a accesskey="n" href="index-cost-estimation.html" title="64.6. Index Cost Estimation Functions">Next</a></td></tr><tr><td width="40%" align="left" valign="top">64.4. Index Locking Considerations </td><td width="20%" align="center"><a accesskey="h" href="index.html" title="PostgreSQL 15.5 Documentation">Home</a></td><td width="40%" align="right" valign="top"> 64.6. Index Cost Estimation Functions</td></tr></table></div></body></html> \ No newline at end of file